皇庭智家前主席及前執董遭聯交所譴責 稱二人不適合任董事或高層 (19:33) – 20260115 – 即時財經新聞

聯交所指,該所於2025年1月分別對鄒格兵和沈志東作出損害投資者權益聲明及公開譴責,原因是他們違反了《上市規則》規定,涉及在2021年10月由該公司附屬公司為鄒格兵私人持有的公司所結欠第三方約2080萬元人民幣的欠款提供擔保。雖然有關擔保明顯存在利益衝突,但鄒仍批准了擔保,並無避免及/或管理有關衝突,也沒有促使該公司遵守 《上市規則》,違反其在《上市規則》下的董事職責和責任。至於沈對有關擔保不知情,但承認自己不熟悉該公司的運作,也沒有監察相關附屬公司的運作及業務決策,違反其在《上市規則》下的董事職責和責任。

在有關擔保的調查結束後,上市科得悉該公司董事可能違反《上市規則》其他規定的指控而展開調查,分別向兩位董事發出調查函及提醒函,鄒僅回覆上市科的部分而非全部詢問。沈則未有就上市科的詢問提供任何實質回應。上市委員會裁定,鄒、沈兩人未有配合上市科的調查,違反了《上市規則》,其中鄒拒絕配合上市科的調查,明確告知上市科不要再聯繫他,無視上市科要求其提供最新的聯絡資料,並且未有回覆上市科的所有詢問,而沈雖然確認收到上市科的信函,但他並未就上市科的詢問提供任何資料,委員會認為二人未有履行其在《上市規則》下的責任,屬嚴重失職。

上市委員會提醒董事,在發行人不再於聯交所上市或董事不再擔任上市發行人的董事後,仍有責任按聯交所的合理要求提供資料。

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